Advanced Regulatory Compliance
RIAs use of social media comes under closer scrutinyPosted by RJ and Makay on May 04, 2011 |
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As RIAs embrace social media channels to market their services, every advisory firm must have a specific social media policy in place to ensure compliance under growing SEC scrutiny.
Even if a firm lacks a Facebook page or a company blog, it still needs a social media policy to govern the company website and employees’ personal use of social media.
