CFP Rules of Conduct
Increase in financial advisor bankruptcies: CFP BoardPosted by RJ and Makay on Nov 16, 2011 |
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The CFP Board has found that financial advisor bankruptcies are on the rise. In 1,472 disciplinary cases that the board initiated last year, an estimated 25% of planners under investigation had filed for bankruptcy. In 2011, the frequency of advisor bankruptcies has risen to about one-third of those under investigation.
