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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.
Tags >> David Wechsler

Wells Fargo to pay former broker $6.83 million in damages

Posted by RJ and Makay on Jul 14, 2011

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A former broker of Wells Fargo Advisors has been awarded $6.83 million in an arbitration dispute stemming from a wrongful termination and defamation claim after cooperating with a Financial Industry Regulatory Authority (FINRA) investigation.Gregory Kipple had been terminated by Wells Fargo in 2009 after being tied to a customer complaint and then cooperating with a FINRA investigation of the matter, according to his attorney David Wechsler, of Wechsler & Cohen LLP.