Form PF
SEC gives hedge fund oversight to FINRAPosted by RJ and Makay on Oct 18, 2011 |
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FINRA has been designated by the SEC to develop and maintain the registration system for hedge fund advisors. Form PF will facilitate the SEC’s understanding of leverage, credit providers investor concentration and fund performance. The new Form PF reporting system is to be an extension of the current FINRA system used to accept separate Form ADVs, which utilizes the Investment Registration Depository (IARD) System.
