Social Network Task Force
FINRA to issue new social media guidance to SECPosted by RJ and Makay on Jun 30, 2011 |
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The Financial Industry Regulatory Authority (FINRA) plans to release to the Securities and Exchange Commission (SEC) new guidance on social media usage by broker-dealers and their advisors. The additional guidance, which is to come within a week or two, won’t “change any of the fundamental principals” in FINRA’s Regulatory Notice 10-06 released in January of 2010, said Joseph Price, senior vice president for advertising regulation/corporate financing at FINRA.
