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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.

Warburg Pincus

Strong 3rd quarter for RIA M&A

Posted by RJ and Makay on Oct 31, 2011

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M&A Several large registered investment advisory (RIA) deals were transacted in the 3^rd quarter, with private equity players returning to the marketplace in three significant deals, according to a new Pershing LLC report. Mark Tibergien, chief executive of Pershing Advisor Solutions, believes that private-equity funds will continue to have an important role in the marketplace.