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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.

Workman Securities Corp.

Workman Securities to close: Finds reps a new home

Posted by RJ and Makay on Aug 09, 2011

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Workman Securities Corp., an Eden Prairie Minnesota broker-dealer, told its 100 reps and advisors last Wednesday that the firm would be closing in November. Then the company informed the brokers that they could move, as a group, to Allied Beacon Partners, Inc., a Richmond Virginia based firm. Brokers who agree to switch to Allied Beacon were promised a smooth transition, and the new firm would keep Workman’s payout schedule for two years, an anonymous rep said.