arbitration hearing
Wells Fargo ordered to pay up by California appeals courtPosted by RJ and Makay on Oct 12, 2011 |
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Wells Fargo Advisors has been ordered by a California appeals court to pay $915,000 in legal fees to Stifel Nicolaus & Co. and Stifel broker Chris Nielson. An arbitration panel last year ordered Wells Fargo to pay the fees, which stemmed from an unsuccessful raiding claim that A.G. Edwards Inc. brought against Mr. Nielson and Stifel in 2007.
Wells Fargo to pay former broker $6.83 million in damagesPosted by RJ and Makay on Jul 14, 2011 |
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A former broker of Wells Fargo Advisors has been awarded $6.83 million in an arbitration dispute stemming from a wrongful termination and defamation claim after cooperating with a Financial Industry Regulatory Authority (FINRA) investigation.Gregory Kipple had been terminated by Wells Fargo in 2009 after being tied to a customer complaint and then cooperating with a FINRA investigation of the matter, according to his attorney David Wechsler, of Wechsler & Cohen LLP.
“If you don't know where you are going, any road will get you there.”
Lewis Carroll (English Logician, Mathematician, Photographer and Novelist, especially remembered for Alice's Adventures in Wonderland. 1832-1898)
