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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.
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New social media guidance from FINRA

Posted by RJ and Makay on Aug 19, 2011

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The Financial Industry Regulatory Authority (FINRA) outlined more clearly on Thursday how brokers may utilize social media tools such as Twitter, LinkedIn, Facebook and other website blog content.  In January 2010, FINRA issued a regulatory notice that provided guidance on its rules regarding how brokers may use social media sites to communicate with the public.  Since that time, brokers have raised questions seeking clarity on the application of those rules.