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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.
Tags >> bond mutual funds

Morgan Keegan for sale after $200MM settlement

Posted by RJ and Makay on Jun 23, 2011

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Regions Financial Corp.’s Morgan Keegan investment-banking division has settled with the SEC and other state and federal regulators for $200 million.  Morgan Keegan neither admitted nor denied regulators' charges that the firm had defrauded investors by inflating the value of subprime securities held in several bond mutual funds.