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RJ & Makay

Our view of news, events and human capital trends in the financial services industry.

fiduciary responsibility

DOL rule expands advisor access for defined contribution plans

Posted by RJ and Makay on Oct 25, 2011

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401k The U.S. Department of Labor (DOL) issued a rule yesterday that will expand access to personalized investment advice for workers in retirement savings plans, Assistant Secretary of Labor Phyllis Borzi said. Advisors to defined-contribution plans such as 401(k)s and IRAs will be able to recommend investments and receive fees from investment companies.