venture capital advisors
Advisor registration rules approved by SECPosted by RJ and Makay on Jun 24, 2011 |
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The Securities and Exchange Commission (SEC) has adopted new rules that require advisors to hedge funds and other private funds to register with the SEC. The rules, which adopt core provisions of the Dodd-Frank Act regarding investment advisors, also establish new SEC registration and reporting exemptions for certain advisors and reallocates advisors’ regulatory responsibilities between the SEC and states.
